Filing Analysis
Castellum, Inc. announced that its joint venture has secured a position on a $250 million U.S. Navy logistics IT multiple award contract.
📋 Key Facts
- The contract is a multiple award contract with a total value of $250 million.
- The scope of work involves logistics IT for the U.S. Navy.
- The announcement was made via a press release on June 15, 2026.
Castellum, Inc. reported the results of its Annual Meeting of Stockholders held on May 19, 2026. Stockholders elected five directors, ratified the appointment of RSM US LLP as the independent auditor for fiscal year 2026, and approved an amendment to the 2021 Stock Incentive Plan to increase reserved shares to 13,000,000.
🚩 Red Flags
- High level of shareholder dissent on Proposal 3 (Stock Incentive Plan expansion), with approximately 40.8% of voted shares (excluding broker non-votes and abstentions) voting against the amendment.
📋 Key Facts
- The Annual Meeting of Stockholders was held on May 19, 2026.
- Five directors were elected: Mark S. Alarie, John F. Campbell, Bernard S. Champoux, Glen R. Ives, and C. Thomas McMillen.
- RSM US LLP was ratified as the independent registered public accounting firm for the fiscal year ending December 31, 2026, receiving 53,771,662 votes in favor.
- An amendment to the Second Amended 2021 Stock Incentive Plan was approved to increase the aggregate number of shares reserved for issuance to 13,000,000, receiving 19,780,876 votes for and 13,632,126 votes against.
Castellum, Inc. filed a Regulation FD disclosure to provide a press release and management presentation associated with its 2026 Annual Stockholders Meeting. The materials were released to provide stockholders with information following the adjournment of the meeting.
📋 Key Facts
- The filing includes a press release dated May 18, 2026, regarding the 2026 Annual Stockholders Meeting.
- A management presentation (Exhibit 99.2) was provided for review by stockholders.
- The report was filed under Item 7.01, meaning the information is 'furnished' and not 'filed' for Section 18 liability purposes.
- The document was signed by Glen R. Ives, Chief Executive Officer.
Castellum, Inc. announced its financial results for the first quarter ended March 31, 2026, and released an updated investor presentation. The filing serves as a routine disclosure of quarterly performance and marketing materials for the investment community.
📋 Key Facts
- Announced financial results for the three months ended March 31, 2026, via press release on May 8, 2026.
- Posted an updated investor presentation to the company website on May 13, 2026.
- The company is classified as an emerging growth company.
- The filing includes Exhibit 99.1 (Press Release) and Exhibit 99.2 (Investor Presentation).
- Information was furnished under Items 2.02 and 7.01, meaning it is not deemed 'filed' for purposes of Section 18 of the Exchange Act.
Castellum, Inc. announced that it has achieved Cybersecurity Maturity Model Certification (CMMC) Level 2 C3PAO Certification. This certification is a key requirement for defense contractors to handle controlled unclassified information (CUI) on behalf of the Department of Defense.
📋 Key Facts
- The company achieved CMMC Level 2 C3PAO Certification as of April 23, 2026.
- The announcement was made via a press release filed under Item 8.01 (Other Events).
- Castellum, Inc. is an emerging growth company listed on the NYSE American under the ticker CTM.
Castellum, Inc. announced its financial results for the fiscal year ended December 31, 2025, via a press release on March 4, 2026. The filing serves as a formal notification of these results to the SEC under Item 2.02.
📋 Key Facts
- Reported financial results for the fiscal year ended December 31, 2025.
- Press release issued on March 4, 2026.
- The information is furnished under Item 2.02 and is not deemed 'filed' for purposes of Section 18 of the Exchange Act.