Filing Analysis
Finwise Bancorp filed an 8-K to report its financial results for the fiscal quarter ended June 30, 2026. The filing includes a press release and investor presentation materials furnished under Regulation FD.
📋 Key Facts
- Reporting period: Fiscal quarter ended June 30, 2026.
- Filing date: July 29, 2026.
- Includes Exhibit 99.1 (Press Release) and Exhibit 99.2 (Investor Presentation).
- Company is classified as an emerging growth company.
Finwise Bancorp (FINW) has announced the completion of an acquisition and assumption agreement with Tallied Technologies, Inc. The announcement was made via press release under Regulation FD disclosure.
🚩 Red Flags
- Transaction details (valuation, consideration, or debt assumed) are not disclosed in the 8-K text itself, only referenced via an external press release.
- The use of Item 7.01 instead of Item 1.01 suggests the information was previously released to the public and is being furnished for compliance rather than as a primary material event filing.
📋 Key Facts
- Acquisition completed on July 20, 2026.
- The target company is Tallied Technologies, Inc.
- The transaction involves an 'acquisition and assumption agreement'.
- Filing was made under Item 7.01 (Regulation FD Disclosure) rather than Item 1.01.
Finwise Bancorp filed an 8-K/A to amend a previously filed 8-K regarding the FinWise Bancorp 2019 Stock Plan. The amendment corrects a scrivener's error in the plan document and incorporates the results of the 2026 Annual Meeting of Shareholders.
🚩 Red Flags
- None identified; the amendment is specifically noted as correcting a 'scrivener's error'.
📋 Key Facts
- Shareholders approved an increase in shares available under the 2019 Stock Plan by 750,000 shares, bringing the total to 2,530,000 shares.
- Two director nominees (Gerald E. Cunningham and Lisa Ann Nievaard) were elected at the Annual Meeting.
- Shareholders ratified the appointment of Baker Tilly US, LLP as the independent registered public accounting firm for fiscal year 2026.
- The filing is an Amendment No. 1 to a report originally filed on June 25, 2026.
Finwise Bancorp reported the results of its 2026 Annual Meeting of Shareholders. The meeting resulted in the election of two directors, approval to increase the share pool for the 2019 Stock Plan by 750,000 shares, and ratification of Baker Tilly US, LLP as independent auditors.
🚩 Red Flags
- None identified in this filing.
📋 Key Facts
- Shareholders approved increasing the FinWise Bancorp 2019 Stock Plan capacity from 1,780,000 to 2,530,000 shares (an increase of 750,000 shares).
- Gerald E. Cunningham and Lisa Ann Nievaard were elected to the Board of Directors.
- Baker Tilly US, LLP was ratified as the independent registered public accounting firm for fiscal year 2026.
- Total common stock represented at the meeting: 11,183,721 shares out of 13,706,039 shares outstanding.
Finwise Bancorp filed a Form 8-K under Item 7.01 to announce that its Board of Directors has approved a share repurchase program. The announcement was made via a press release on May 21, 2026.
📋 Key Facts
- The Board of Directors approved a share repurchase program.
- The announcement was disclosed via a press release on May 21, 2026, which is attached as Exhibit 99.1.
- The report was filed under Item 7.01 (Regulation FD Disclosure) and Item 9.01 (Financial Statements and Exhibits).
Finwise Bancorp reported its financial results for the first quarter ended March 31, 2026, and provided an updated investor presentation. The filing serves as a routine quarterly update on the company's operations and financial condition.
📋 Key Facts
- Financial results for the fiscal quarter ended March 31, 2026, were released on April 30, 2026.
- The company furnished an investor presentation dated April 2026 as Exhibit 99.2.
- The report was signed by Robert Wahlman, Chief Financial Officer and Executive Vice President.
- The filing includes Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD Disclosure).
Finwise Bancorp announced a leadership transition where Kent Landvatter stepped down as CEO to become Executive Chairman, while Jim Noone, the current Bank CEO, was promoted to Company CEO effective April 6, 2026.
📋 Key Facts
- Kent Landvatter ceased to serve as CEO on April 6, 2026, but remains Executive Chairman of the Company and the Bank.
- Jim Noone, age 47, was appointed as the new CEO of Finwise Bancorp effective April 6, 2026.
- Mr. Noone will continue to serve as President and CEO of FinWise Bank, a role he has held since March 2025.
- Mr. Noone joined the Bank in 2018 and has served as Chief Credit Officer, Chief Strategy Officer, and President.
- No changes to existing compensation arrangements were reported for either executive in connection with the transition.
FinWise Bancorp furnished an updated investor presentation dated March 2026 for use in upcoming investor meetings. The disclosure was made under Item 7.01 Regulation FD and does not constitute a formal filing under Section 18 of the Securities Act.
📋 Key Facts
- Filing date: March 26, 2026
- Item 7.01: Regulation FD Disclosure
- Exhibit 99.1: Investor Presentation dated March 2026
- The information provided is furnished and not deemed 'filed' for regulatory liability purposes
Finwise Bancorp (FINW) filed an 8-K to report its financial results for the fiscal quarter ended December 31, 2025. The filing includes a press release and investor presentation materials.
📋 Key Facts
- Reporting period: Fiscal quarter ended December 31, 2025.
- Filing date: January 29, 2026.
- Included Exhibit 99.1: Press release regarding financial results.
- Included Exhibit 99.2: Investor presentation materials furnished under Regulation FD.
Finwise Bancorp filed an 8-K to report its financial results for the fiscal quarter ended September 30, 2025. The filing includes a press release and investor presentation materials.
📋 Key Facts
- Reporting period: Fiscal quarter ended September 30, 2025.
- Filing date: October 29, 2025.
- Includes Exhibit 99.1 (Press Release) and Exhibit 99.2 (Investor Presentation).
- Company is an emerging growth company.
Finwise Bancorp (FINW) filed an 8-K to announce its quarterly financial results for the fiscal quarter ended June 30, 2025. The filing includes a press release and investor presentation materials.
📋 Key Facts
- Reporting period: Fiscal quarter ended June 30, 2025.
- Filing date: July 24, 2025.
- Includes Exhibit 99.1 (Press Release) and Exhibit 99.2 (Investor Presentation).
- The company is an emerging growth company.
FinWise Bancorp has filed an 8-K to furnish investor presentation materials dated July 1, 2025, pursuant to Regulation FD. This is a routine disclosure of non-public information provided to investors simultaneously.
📋 Key Facts
- The filing was made on June 30, 2025.
- Company furnished an Investor Presentation dated July 1, 2025 (Exhibit 99.1).
- Disclosure is being made under Item 7.01 Regulation FD Disclosure.
FinWise Bancorp held its 2025 Annual Meeting of Shareholders on June 26, 2025. The meeting resulted in the election of two directors and the ratification of Baker Tilly US, LLP as the company's independent auditor for the 2025 fiscal year.
🚩 Red Flags
- None identified in this filing.
📋 Key Facts
- Annual Meeting held on June 26, 2025.
- Total shares represented: 10,031,316 out of 13,214,827 total common stock shares (approx. 76% quorum).
- Elected Kent Landvatter and Howard I. Reynolds to the Board of Directors.
- Ratified Baker Tilly US, LLP as independent registered public accounting firm for fiscal year ending Dec 31, 2025.
Finwise Bancorp announced a change in its independent registered public accounting firm following the merger of Moss Adams LLP with Baker Tilly US, LLP. The company has appointed Baker Tilly as its successor auditor.
🚩 Red Flags
- None identified; the change is driven by a merger of the auditing firm rather than internal disputes.
📋 Key Facts
- Effective June 3, 2025, Moss Adams LLP merged with Baker Tilly US, LLP.
- Moss Adams resigned as the Company's independent auditor due to the merger.
- The Audit Committee approved the appointment of Baker Tilly US, LLP as the successor auditor.
- The company confirmed there were no disagreements with Moss Adams regarding accounting principles or auditing procedures.
- No consultation occurred with Baker Tilly regarding specific transactions or audit opinions prior to this filing.
Finwise Bancorp filed an 8-K to report its financial results for the fiscal quarter ended March 31, 2025. The filing includes a press release and investor presentation materials.
📋 Key Facts
- Reporting period: Fiscal quarter ended March 31, 2025.
- Filing date: April 30, 2025.
- Includes Exhibit 99.1 (Press Release) and Exhibit 99.2 (Investor Presentation).
- The company is an emerging growth company.
Finwise Bancorp has amended its stock plans and bylaws. The primary changes involve restricting the ability to reduce option exercise prices without shareholder approval and lowering the supermajority voting requirement for bylaw amendments from 66 2/3% to a simple majority.
🚩 Red Flags
- None identified in this filing.
📋 Key Facts
- Effective April 16, 2025, the Board approved amended and restated versions of the 2016 Stock Plan and the 2019 Stock Plan.
- The amendments prevent the Administrator from reducing option exercise prices without stockholder approval (subject to specific plan terms).
- The Company's Amended and Restated Bylaws were updated to change the supermajority vote requirement for amending bylaws from 66 2/3% to a majority vote standard.
Finwise Bancorp filed an 8-K to report its financial results for the fiscal quarter ended December 31, 2024. The filing includes a press release and investor presentation materials under Regulation FD.
📋 Key Facts
- Reporting period: Fiscal quarter ended December 31, 2024.
- Filing date: January 30, 2025.
- Includes Exhibit 99.1 (Press Release) and Exhibit 99.2 (Investor Presentation).
- The company is classified as an 'Emerging Growth Company'.
Finwise Bancorp has filed an 8-K to furnish investor presentation materials pursuant to Regulation FD. The filing does not contain substantive financial changes, but rather provides supplemental business information for investors.
📋 Key Facts
- Filed on November 12, 2024.
- The company is an emerging growth company.
- Exhibit 99.1 contains an Investor Presentation furnished under Regulation FD.
Finwise Bancorp announced the appointment of Natasha L. Clayton as Chief Operating Officer (COO) and Executive Vice President of its wholly owned subsidiary, FinWise Bank, effective October 29, 2024.
📋 Key Facts
- Natasha L. Clayton appointed as COO and EVP of FinWise Bank on October 29, 2024.
- Clayton previously served as the Bank's Interim COO and Senior Vice President since January 2024.
- Annual base salary for the new role is $320,000.
- Compensation includes eligibility for equity incentive and cash bonus programs.
- No family relationships or related-party transaction interests were disclosed.
Finwise Bancorp filed an 8-K to announce its financial results for the fiscal quarter ended September 30, 2024. The filing serves as a formal notification that earnings data is being released via press release.
📋 Key Facts
- Reporting period: Fiscal quarter ended September 30, 2024.
- Filing date: October 24, 2024.
- The filing includes a press release (Exhibit 99.1) containing the results of operations and financial condition.
Finwise Bancorp filed an 8-K to furnish investor presentation materials pursuant to Regulation FD. The filing does not contain substantive news regarding financial performance or corporate changes.
📋 Key Facts
- Filed on August 14, 2024.
- The company is an emerging growth company.
- Exhibit 99.1 contains an Investor Presentation furnished under Regulation FD.
Finwise Bancorp filed an 8-K to announce its financial results for the fiscal quarter ended June 30, 2024. The filing serves as a formal notification that earnings data is being released via press release.
📋 Key Facts
- Reporting period: Fiscal quarter ended June 30, 2024.
- Filing date: July 25, 2024.
- The filing includes a press release (Exhibit 99.1) detailing results of operations and financial condition.
Finwise Bancorp expanded its Board of Directors to nine members and appointed Susan Ehrlich as a Class III Director. Ms. Ehrlich also joins the Audit Committee, bringing significant fintech leadership experience.
📋 Key Facts
- Board size expanded from 8 to 9 directors.
- Susan Ehrlich appointed as a Class III Director effective July 16, 2024.
- Ms. Ehrlich appointed to the Audit Committee; committee size expanded to four members.
- Ms. Ehrlich's term expires at the 2026 Annual Meeting of Shareholders.
- Ms. Ehrlich is deemed an independent director under Nasdaq rules.
Finwise Bancorp reported the results of its 2024 Annual Meeting of Shareholders held on June 27, 2024. The meeting included the election of three directors, approval of an amendment to the 2019 Stock Option Plan, and ratification of Moss Adams LLP as independent auditors.
📋 Key Facts
- Shareholders approved increasing the shares available under the 2019 Stock Option Plan by 500,000 to a total of 1,780,000 shares.
- Three directors (James Giordano, Jeana Hutchings, and Alan Weichselbaum) were elected to terms ending in 2027 or until successors are qualified.
- Moss Adams LLP was ratified as the independent registered public accounting firm for fiscal year 2024.
- Total shares represented at the meeting: 8,741,794 out of 12,793,555 total common stock shares.
FinWise Bancorp has filed an 8-K to furnish investor presentation materials pursuant to Regulation FD. The filing does not contain material news regarding operations, finances, or corporate governance.
📋 Key Facts
- The company is an emerging growth company.
- Filed on May 21, 2024.
- Exhibit 99.1 contains an Investor Presentation furnished under Regulation FD.
Finwise Bancorp filed an 8-K to announce its financial results for the fiscal quarter ended March 31, 2024. The filing serves as a formal announcement of the company's quarterly earnings release.
📋 Key Facts
- Reporting period: Fiscal quarter ended March 31, 2024
- Report date: April 29, 2024
- The filing includes a press release (Exhibit 99.1) detailing results of operations and financial condition.
- Company is an emerging growth company.
Finwise Bancorp announced a significant restructuring of its executive leadership team, including the appointment of a new President and Chief Financial Officer. The changes involve the departure of the former President from that role (retaining CEO status) and the CFO.
🚩 Red Flags
- High executive turnover in key leadership roles (President and CFO) occurring simultaneously.
- Significant cash outlay for relocation ($185,000) and high base salary/bonus structure for a micro-cap entity.
📋 Key Facts
- James Noone appointed as President of Finwise Bancorp and FinWise Bank on March 26, 2024.
- Kent Landvatter stepped down as President but remains Chairman and CEO.
- Robert E. Wahlman appointed as CFO and Executive Vice President; joins from Axiom Bancorp with 35+ years of experience.
- Wahlman's compensation includes a $400,000 base salary, $150,000 target cash bonus, and $150,000 in restricted stock vesting over three years.
- Wahlman to receive a one-time relocation bonus of up to $185,000 (cash or stock).
- Javvis Jacobson ceased serving as CFO/EVP but remains Treasurer of the Bank.
Finwise Bancorp has authorized a common stock repurchase program to buy back up to 641,832 shares of its common stock. The program is effective as of March 6, 2024, and is set to expire on March 31, 2026.
📋 Key Facts
- Board authorized a repurchase program effective March 6, 2024.
- The program allows for the purchase of up to 641,832 shares of common stock in aggregate.
- Repurchases can be conducted via open market transactions (including Rule 10b-18) or privately negotiated transactions.
- The repurchase program is scheduled to expire on March 31, 2026.
- Management retains discretion over the timing and means of repurchases.
Finwise Bancorp filed an 8-K to furnish investor presentation materials pursuant to Regulation FD. The filing does not contain substantive financial changes or material agreements, but rather provides supplemental information for investors.
📋 Key Facts
- Filed on February 26, 2024, regarding events occurring on February 23, 2024.
- The company is an emerging growth company.
- Included Exhibit 99.1: Investor Presentation of FinWise Bancorp (furnished pursuant to Regulation FD).
- Information provided under Item 7.01 is furnished and not 'filed' for purposes of Section 18 of the Securities Act.
Finwise Bancorp filed an 8-K to furnish investor presentation materials pursuant to Regulation FD. The filing does not contain substantive financial results or material changes, but rather provides a platform for non-public information disclosure via Exhibit 99.1.
📋 Key Facts
- Report date: January 29, 2024
- The company is an emerging growth company.
- Filed under Item 7.01 (Results of Operations and Financial Condition) to provide investor presentation materials.
- Exhibit 99.1 contains the Investor Presentation furnished pursuant to Regulation FD.
Finwise Bancorp entered into an amendment to its existing Purchase Agreement with Business Funding Group, LLC (BFG), increasing its total ownership interest in BFG to 20%. The transaction involves the issuance of 339,176 shares of common stock via private placement to the Sellers.
🚩 Red Flags
- The transaction is contingent upon regulatory approvals which may not be obtained in a timely manner.
- Potential dilution of existing shareholders through the issuance of 339,176 new shares.
📋 Key Facts
- Amendment to Membership Interest Purchase Agreement dated January 26, 2024.
- Company will acquire an additional 10% nonvoting ownership interest in BFG.
- Total post-transaction ownership in BFG will be 20% (4.7% voting and 15.3% nonvoting).
- Consideration for the 10% interest is the issuance of 339,176 shares of Finwise Bancorp Common Stock.
- The transaction is subject to a termination deadline of February 29, 2024, if conditions are not met.
- Financial results for the fiscal quarter ended December 31, 2023, were released concurrently.