Filing Analysis
U.S. Global Investors, Inc. filed an amended quarterly report (Form 10-Q/A) and issued a press release on June 5, 2026, to correct financial results for the three and nine months ended March 31, 2026. The restatement specifically pertains to the Earnings Per Share (EPS) for the third quarter of 2026.
🚩 Red Flags
- Restatement of financial results is a significant red flag for micro-cap companies as it indicates failures in internal controls over financial reporting.
📋 Key Facts
- The company filed an Amended Quarterly Report on Form 10-Q/A on June 5, 2026.
- The restatement covers the periods ending March 31, 2026 (three and nine month periods).
- The specific metric being corrected is the Earnings Per Share (EPS) for Q3 2026.
- The company claims in its press release that 'Reported Financial Strength Remains Unchanged' despite the EPS correction.
U.S. Global Investors, Inc. announced that its financial statements for the three and nine months ended March 31, 2026, should no longer be relied upon due to an error in calculating weighted-average shares outstanding. This error resulted in an overstatement of EPS by $0.02 for the quarter and $0.01 for the nine-month period.
🚩 Red Flags
- Admission of a 'material weakness' in internal control over financial reporting as of March 31, 2026.
- Failure in the operation of a review control over the share calculation process.
📋 Key Facts
- Non-reliance notice issued on May 29, 2026, for the Form 10-Q filed on May 13, 2026.
- Error caused by a formula omission in a supporting spreadsheet, understating weighted-average shares by 702,484 (3-month) and 230,743 (9-month).
- EPS was overstated by $0.02 for the three-month period and $0.01 for the nine-month period.
- The company confirmed that revenues, expenses, net income, cash flows, and financial position were NOT impacted.
- The company intends to file a Form 10-Q/A to restate the affected statements.
U.S. Global Investors, Inc. (GROW) reported its financial results for the quarter ended March 31, 2026, via a press release. This is a routine quarterly earnings disclosure furnished under Item 2.02.
📋 Key Facts
- Earnings results were reported for the fiscal quarter ended March 31, 2026.
- The press release was issued and the 8-K was filed on May 13, 2026.
- The report was signed by Lisa Callicotte, the Chief Financial Officer.
- The information is furnished under Item 2.02 and is not deemed 'filed' for purposes of Section 18 of the Exchange Act.
U.S. Global Investors, Inc. (GROW) filed an 8-K on February 20, 2026 to furnish its quarterly earnings press release for the quarter ended December 31, 2025. This is a routine earnings announcement under Item 2.02 with no unusual disclosures or red flags in the filing itself.
🚩 Red Flags
- Exhibit 99.1 (actual earnings press release) not available for review — financial health cannot be fully assessed from the 8-K wrapper alone
📋 Key Facts
- Quarterly earnings press release for Q2 FY2026 (quarter ended December 31, 2025)
- Filed under Item 2.02 (Results of Operations and Financial Condition)
- Press release furnished as Exhibit 99.1 — not 'filed' for Section 18 liability purposes
- Signed by CFO Lisa Callicotte on February 20, 2026
- Company is a Texas-based investment management firm traded on NASDAQ Capital Market under ticker GROW
- Class A common stock with $0.25 par value per share
- Company headquarters: 7900 Callaghan Road, San Antonio, Texas 78229
U.S. Global Investors, Inc. filed an 8-K to announce the release of its financial results for the quarter ended September 30, 2025.
📋 Key Facts
- Reporting period: Quarter ended September 30, 2025
- Filing date: November 12, 2025
- The filing includes a press release (Exhibit 99.1) detailing earnings and financial results.
- Signed by Lisa Callicotte, CFO.
U.S. Global Investors, Inc. filed an 8-K to furnish its earnings press release for the fiscal year ended June 30, 2025.
📋 Key Facts
- Reported earnings and other financial results for the fiscal year ended June 30, 2025.
- The filing was made on September 8, 2025.
- Earnings press release is attached as Exhibit 99.1.
U.S. Global Investors, Inc. issued a press release regarding the maintenance of monthly dividends, increased Bitcoin exposure, and updates to their 'Smart Beta 2.0' tools for fear-based trading strategies.
📋 Key Facts
- Company announced it is maintaining its monthly dividend policy.
- Announced an increase in Bitcoin exposure within its offerings.
- Highlighted new 'Smart Beta 2.0' tools designed for targeted fear trade strategies.
- Filing date: June 26, 2025; Event date: June 25, 2025.
U.S. Global Investors, Inc. filed an 8-K to furnish its quarterly earnings press release for the period ended March 31, 2025.
📋 Key Facts
- Report date: May 8, 2025
- Reporting period: Quarter ended March 31, 2025
- The filing is a standard earnings release under Item 2.02
- Exhibit 99.1 contains the detailed financial results
U.S. Global Investors, Inc. filed an 8-K to announce the release of its earnings and financial results for the quarter ended December 31, 2024.
📋 Key Facts
- Report date: February 12, 2025
- Reporting period: Quarter ended December 31, 2024
- The filing includes a press release (Exhibit 99.1) detailing financial results.
- Company is listed on NASDAQ under the ticker GROW.
U.S. Global Investors, Inc. announced the appointment of Bobby Duncan to its Board of Directors on January 23, 2025. This appointment increases the total number of board members from four to five.
📋 Key Facts
- Bobby Duncan was appointed as a member of the Board of Directors on January 23, 2025.
- The Board size increased from 4 members to 5 members.
- No related party transactions were disclosed for Mr. Duncan under Item 404(a) of Regulation S-K.
- A press release regarding the appointment was issued on January 28, 2025.
U.S. Global Investors, Inc. filed an 8-K to furnish its quarterly earnings press release for the period ended September 30, 2024.
📋 Key Facts
- Report date: November 7, 2024
- Reporting period: Quarter ended September 30, 2024
- The filing is an announcement of earnings results via press release (Exhibit 99.1)
- Information provided is furnished rather than filed for purposes of Section 18 liability
U.S. Global Investors, Inc. filed an 8-K to furnish its earnings press release for the fiscal year ended June 30, 2024.
📋 Key Facts
- Report date: September 10, 2024
- Reporting period: Fiscal year ended June 30, 2024
- The filing serves to furnish earnings and other financial results via Exhibit 99.1.
U.S. Global Investors, Inc. filed an 8-K to furnish its quarterly earnings press release for the period ended March 31, 2024.
📋 Key Facts
- Reported date: May 9, 2024
- Reporting period: Quarter ended March 31, 2024
- The filing includes a press release as Exhibit 99.1 regarding earnings and financial results.
U.S. Global Investors, Inc. filed an 8-K to furnish its quarterly earnings press release for the period ended December 31, 2023.
📋 Key Facts
- Report date: February 8, 2024
- Reporting period: Quarter ended December 31, 2023
- The filing is intended to satisfy Item 2.02 (Results of Operations and Financial Condition)
- Information provided in Exhibit 99.1 is furnished rather than filed for purposes of Section 18 liability.