Filing Analysis
📄 Other SEC Filing
Filed Jun 07, 2024
⚪ LOW
The Fund's 2024 Annual Meeting failed to reach a quorum on May 31, 2024. Consequently, no Class III Trustees were elected and the independent auditor was not ratified.
🚩 Red Flags
- Failure to achieve a quorum at an annual meeting can indicate shareholder apathy or dissatisfaction, though common in some fund structures.
📋 Key Facts
- Annual Meeting held on May 15, 2024, and adjourned to May 31, 2024.
- A quorum of shareholders was not present in person or by proxy at the reconvened meeting on May 31, 2024.
- No Class III Trustees were elected during the meeting.
- Current Class III Trustees will serve as holdover Trustees until the 2025 annual meeting or until successors are elected.
- The ratification of the Fund's independent registered public accounting firm was not voted upon due to lack of quorum.
🚪 Officer Departure
Filed May 01, 2024
⚪ LOW
Nuveen Real Asset Income and Growth Fund has appointed Noah Hauser as a new portfolio manager, effective May 1, 2024. The filing notes that there are no changes to the Fund's investment objectives or policies.
📋 Key Facts
- Noah Hauser named Portfolio Manager effective May 1, 2024.
- Hauser previously served as a portfolio manager for Nuveen’s public global infrastructure strategies.
- Hauser has extensive experience in regulated utilities and energy sectors (Xcel Energy, Decade Capital Management, Barclays, Lehman Brothers).
- No changes to the Fund's investment objectives or policies were reported.
📄 Other SEC Filing
Filed Mar 06, 2024
⚪ LOW
The Fund's Board of Trustees adopted Amended and Restated By-Laws on February 28, 2024. The primary change is the elimination of 'control share' provisions that had been suspended since February 24, 2022.
📋 Key Facts
- Board of Trustees adopted Amended and Restated By-Laws on February 28, 2024.
- The amendment specifically eliminates 'control share' provisions.
- These provisions had previously been suspended as of February 24, 2022.
- Aside from the elimination of control share provisions, the By-Laws remain identical to previous versions.
Disclaimer: This analysis is generated by AI and is for informational purposes only.
It does not constitute financial advice, investment recommendations, or an offer to buy or sell securities.
Always review the original SEC filings and consult a financial advisor before making investment decisions.