Filing Analysis
🚪 Officer Departure
Filed Jun 17, 2026
🟡 MEDIUM
Optex Systems Holdings, Inc. announced that Chief Financial Officer and Secretary Karen Hawkins will resign effective December 31, 2026. The company has initiated a search for a replacement and may retain Ms. Hawkins as a consultant during the transition.
🚩 Red Flags
- Departure of a key financial officer (CFO) in a micro-cap company can create instability or perceived risk in financial reporting.
📋 Key Facts
- Karen Hawkins notified the company of her resignation on June 12, 2026.
- The resignation is effective December 31, 2026, upon the expiration of her current employment agreement.
- Ms. Hawkins holds the dual roles of Chief Financial Officer and Secretary.
- The company stated the resignation is for personal reasons and not due to disagreements or issues with accounting policies/practices.
📢 Regulation FD Disclosure
Filed May 12, 2026
⚪ LOW
Optex Systems Holdings, Inc. announced its financial results for the fiscal quarter ended March 29, 2026. The results were released via a press release on May 11, 2026, and furnished to the SEC under Item 2.02.
📋 Key Facts
- The filing reports financial results for the fiscal quarter ended March 29, 2026.
- The announcement was made on May 11, 2026.
- The company furnished a press release as Exhibit 99.1.
- The filing was made under Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits).
📄 Other SEC Filing
Filed Mar 09, 2026
⚪ LOW
Optex Systems Holdings, Inc. reported the results of its 2026 annual meeting of shareholders held on March 9, 2026. Shareholders elected five directors and ratified the appointment of Whitley Penn LLP as the company's independent auditor for the fiscal year ending September 27, 2026.
📋 Key Facts
- The meeting was held on March 9, 2026, with a quorum of 5,814,286 shares (83.8% of outstanding stock).
- Five directors were elected: Chad M. George, Dayton Judd, Dale E. Lehmann, R. Rimmy Malhotra, and Danny R. Schoening.
- Whitley Penn LLP was ratified as the independent auditor for the fiscal year ending September 27, 2026, with 5,802,742 votes in favor.
- As of the record date, there were 6,937,358 shares of common stock issued and outstanding.
Disclaimer: This analysis is generated by AI and is for informational purposes only.
It does not constitute financial advice, investment recommendations, or an offer to buy or sell securities.
Always review the original SEC filings and consult a financial advisor before making investment decisions.