Filing Analysis
PhenixFIN Corporation filed an 8-K to announce its financial results for the quarter ended June 30, 2026. The filing serves as a placeholder for the release of quarterly earnings data.
📋 Key Facts
- Report date: August 5, 2026
- Reporting period: Quarter ended June 30, 2026
- The company issued a press release (Exhibit 99.1) containing the financial results.
- Ticker symbols mentioned include PFX (Common Stock) and PFXNZ (5.25% Notes due 2028).
PhenixFIN Corporation (PFX) announced its financial results for the fiscal quarter ended March 31, 2026, via a press release issued on May 5, 2026.
📋 Key Facts
- The company reported financial results for the quarter ended March 31, 2026.
- The filing includes Item 2.02 (Results of Operations and Financial Condition).
- PhenixFIN has 5.25% Notes due 2028 (PFXNZ) and Common Stock (PFX) registered on the NASDAQ Global Market.
- The report was signed by CEO David Lorber on May 5, 2026.
PhenixFIN Corporation reported the results of its Annual Meeting of Stockholders held on March 20, 2026. Shareholders re-elected two directors, ratified the selection of KPMG LLP as the independent auditor for the 2026 fiscal year, and approved executive compensation in an advisory vote.
📋 Key Facts
- The meeting was held on March 20, 2026, with 1,424,752 shares represented out of 2,000,560 outstanding.
- Karen Hirtler-Garvey and Lowell W. Robinson were elected as directors for three-year terms.
- KPMG LLP was ratified as the independent registered public accounting firm for the fiscal year ending September 30, 2026, with over 99% of voting shares in favor.
- The advisory vote on executive compensation (Say-on-Pay) was approved with 956,003 votes in favor versus 29,980 against.
PhenixFIN Corporation filed an 8-K to announce its financial results for the fiscal quarter ended December 31, 2025. The filing serves as a formal notification of the earnings release issued on February 9, 2026.
📋 Key Facts
- Report date: February 9, 2026
- Reporting period: Quarter ended December 31, 2025
- Company ticker: PFX (Common Stock) and PFXNZ (5.25% Notes due 2028)
- Exchange: NASDAQ Global Market
PhenixFIN Corporation filed an 8-K to announce its financial results for the quarter ended September 30, 2025. The filing serves as a formal cover sheet for the release of quarterly earnings data.
📋 Key Facts
- Report date: December 12, 2025
- Reporting period: Quarter ended September 30, 2025
- The company issued a press release (Exhibit 99.1) containing the financial results.
- Ticker symbols mentioned: PFX (Common Stock) and PFXNZ (5.25% Notes due 2028).
PhenixFIN Corporation filed an 8-K to announce its financial results for the quarter ended June 30, 2025. The filing serves as a formal announcement of the earnings release via Exhibit 99.1.
📋 Key Facts
- Report date: August 6, 2025
- Reporting period: Quarter ended June 30, 2025
- The company issued a press release containing financial results (Exhibit 99.1)
- Ticker symbols mentioned: PFX (Common Stock) and PFXNZ (5.25% Notes due 2028)
PhenixFIN Corporation filed an 8-K to announce the release of its financial results for the quarter ended March 31, 2025. The filing serves as a formal notification that earnings data is being made public via a press release.
📋 Key Facts
- Reporting date: May 6, 2025
- Period covered: Quarter ended March 31, 2025
- Company ticker: PFX (Common Stock) and PFXNZ (5.25% Notes due 2028)
- Exchange: NASDAQ Global Market
PhenixFIN Corporation has amended its existing revolving credit facility to increase the total principal amount from $87.5 million to $100 million and extend the maturity date to April 17, 2030. The amendment also involves a change in the administrative agent from Woodforest National Bank to BankUnited, N.A.
🚩 Red Flags
- Variable interest rate spreads (ABR + 1.35% to ABR + 1.75% or SOFR + 2.35% to SOFR + 2.75%) are contingent upon the company's debt-to-tangible net worth ratio, indicating potential cost increases if leverage rises.
📋 Key Facts
- Increased credit facility principal amount by $12.5 million, bringing total available to $100.0 million.
- Included an uncommitted accordion provision allowing for up to an additional $50,000,000 in capacity.
- Extended the term of the Credit Facility from its previous expiration to April 17, 2030 (a five-year extension).
- BankUnited, N.A. will assume all agency and syndication responsibilities, replacing Woodforest National Bank.
- Interest rates for outstanding loans are tied to ABR or Term SOFR with a spread of 1.35%-2.75% depending on the loan type and debt-to-tangible net worth ratio.
PhenixFIN Corporation reported the results of its Annual Meeting of Stockholders held on March 12, 2025. All three proposals—the election of a director, ratification of KPMG LLP as independent auditors, and an advisory vote on executive compensation—were approved by stockholders.
📋 Key Facts
- Annual Meeting held on March 12, 2025.
- Arthur S. Ainsberg was elected to the Board of Directors (821,563 votes 'For').
- KPMG LLP was ratified as the independent registered public accounting firm for the fiscal year ending September 30, 2025.
- Advisory vote on executive compensation was approved.
- Quorum reached with 1,432,858 shares present or represented by proxy out of 2,019,778 total outstanding shares.
PhenixFIN Corporation filed an 8-K to announce its financial results for the fiscal quarter ended December 31, 2024. The filing serves as a formal announcement of quarterly earnings via a press release.
📋 Key Facts
- Reporting date: February 7, 2025
- Period covered: Quarter ended December 31, 2024
- Company ticker: PFX (Common Stock) and PFXNZ (5.25% Notes due 2028)
- Exchange: NASDAQ Global Market
PhenixFIN Corporation filed an 8-K to announce its financial results for the quarter ended September 30, 2024. The filing primarily serves as a vehicle to include the press release containing these results as an exhibit.
📋 Key Facts
- Report date: December 16, 2024
- Reporting period: Quarter ended September 30, 2024
- The filing includes Exhibit 99.1 (Press Release) containing financial results.
PhenixFIN Corporation filed an 8-K to announce the release of its financial results for the fiscal quarter ended June 30, 2024. The filing serves as a formal cover sheet for the earnings press release included in Exhibit 99.1.
📋 Key Facts
- Reporting period: Quarter ended June 30, 2024.
- Filing date: August 6, 2024.
- The company issued a press release (Exhibit 99.1) containing financial results.
- Ticker symbols mentioned include PFX (Common Stock) and PFXNZ (5.25% Notes due 2028).
PhenixFIN Corporation filed an 8-K to announce its financial results for the quarter ended March 31, 2024. The filing serves as a formal announcement of the release of quarterly earnings via press release.
📋 Key Facts
- Report date: May 9, 2024
- Filing date: May 10, 2024
- Reporting period: Quarter ended March 31, 2024
- The company issued a press release (Exhibit 99.1) containing financial results.
PhenixFIN Corporation held its Annual Meeting of Stockholders on April 10, 2024. Stockholders approved the election of two directors, the ratification of KPMG LLP as independent auditors, and an advisory vote on executive compensation.
📋 Key Facts
- Annual Meeting held on April 10, 2024.
- Proposal 1: David A. Lorber and Howard M. Amster were elected to the Board of Directors.
- Proposal 2: KPMG LLP was ratified as the independent registered public accounting firm for the fiscal year ending September 30, 2024.
- Proposal 3: Advisory vote on executive compensation was approved.
- Quorum consisted of 1,534,789 shares out of 2,060,490 outstanding shares.
PhenixFIN Corporation has amended its existing revolving credit facility to increase the total principal amount available from $50.0 million to $62.5 million. The amendment was effective as of February 21, 2024.
📋 Key Facts
- Increased Credit Facility size by $12.5 million.
- New total revolving credit facility amount: $62.5 million.
- Lenders include Woodforest National Bank (Administrative Agent), Valley National Bank, and Axiom Bank.
- Amendment effective date: February 21, 2024.
PhenixFIN Corporation filed an 8-K to announce its financial results for the fiscal quarter ended December 31, 2023. The filing serves as a formal announcement of quarterly earnings via a press release.
📋 Key Facts
- Reporting period: Quarter ended December 31, 2023.
- Filing date: February 8, 2024.
- The company issued a press release (Exhibit 99.1) detailing financial results and conditions.