Filing Analysis
Regulation FD Disclosure
Filed May 05, 2026
LOW
PhenixFIN Corporation (PFX) announced its financial results for the fiscal quarter ended March 31, 2026, via a press release issued on May 5, 2026.
Key Facts
- The company reported financial results for the quarter ended March 31, 2026.
- The filing includes Item 2.02 (Results of Operations and Financial Condition).
- PhenixFIN has 5.25% Notes due 2028 (PFXNZ) and Common Stock (PFX) registered on the NASDAQ Global Market.
- The report was signed by CEO David Lorber on May 5, 2026.
Other SEC Filing
Filed Mar 20, 2026
LOW
PhenixFIN Corporation reported the results of its Annual Meeting of Stockholders held on March 20, 2026. Shareholders re-elected two directors, ratified the selection of KPMG LLP as the independent auditor for the 2026 fiscal year, and approved executive compensation in an advisory vote.
Key Facts
- The meeting was held on March 20, 2026, with 1,424,752 shares represented out of 2,000,560 outstanding.
- Karen Hirtler-Garvey and Lowell W. Robinson were elected as directors for three-year terms.
- KPMG LLP was ratified as the independent registered public accounting firm for the fiscal year ending September 30, 2026, with over 99% of voting shares in favor.
- The advisory vote on executive compensation (Say-on-Pay) was approved with 956,003 votes in favor versus 29,980 against.
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It does not constitute financial advice, investment recommendations, or an offer to buy or sell securities.
Always review the original SEC filings and consult a financial advisor before making investment decisions.