Filing Analysis
Smith-Midland Corporation has filed an 8-K to provide updated presentation materials intended for use with investors, lenders, and other stakeholders starting August 26, 2026.
📋 Key Facts
- Company is providing summary information regarding operations and performance via Exhibit 99.1.
- Presentation materials are intended for use with current and potential investors, lenders, creditors, insurers, vendors, customers, and employees.
- The materials contain forward-looking statements regarding future financial position, business strategy, and financial targets.
- The company disclaims any obligation to update the presentation materials to reflect new information or future events.
Smith-Midland Corporation filed an 8-K to announce its financial results for the quarter ended June 30, 2026. The filing serves as a formal announcement of the press release containing these results.
📋 Key Facts
- The company issued a press release on August 14, 2026, regarding financial results.
- The reported period is for the quarter ended June 30, 2026.
- The filing was signed by Dominic L. Hunter, Chief Financial Officer.
Smith-Midland Corporation held its Annual Meeting of Stockholders on July 16, 2026. The meeting resulted in the election of five directors and the approval of a new equity incentive plan and auditor selection.
📋 Key Facts
- Annual Meeting of Stockholders held on July 16, 2026.
- Five nominees (Ashley B. Smith, James Russell Bruner, Matthew I. Smith, Read Van de Water, and Richard Gerhardt) were elected to the Board of Directors.
- Stockholders approved the 'Smith-Midland Corporation 2026 Equity Incentive Plan' with 2,766,357 votes in favor.
- Stockholders ratified BDO USA, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2026.
Smith-Midland Corporation filed an 8-K to furnish investor presentation materials that management intends to use for discussions with investors, lenders, and other stakeholders starting June 11, 2026.
📋 Key Facts
- The company created 'Presentation Materials' to describe operations and performance.
- Materials were furnished as Exhibit 99.1 on June 10, 2026.
- The documents are available in the Investor Relations section of the company's website.
- The filing explicitly states that the information is 'furnished' and not 'filed' under Section 18 of the Securities Exchange Act of 1934.
Smith-Midland Corporation filed a current report to announce the issuance of a press release regarding its financial results for the quarter ended March 1, 2026.
📋 Key Facts
- The filing date is June 9, 2026.
- The company reported financial results for the quarter ended March 1, 2026.
- The financial results were disseminated via a press release (Exhibit 99.1).
Smith-Midland Corporation received a notice from Nasdaq on May 29, 2026, stating the company is non-compliant with Listing Rule 5250(c)(1) due to the failure to file its Quarterly Report (Form 10-Q) for the period ended March 31, 2026.
🚩 Red Flags
- Failure to file periodic financial reports is a primary indicator of internal control weaknesses or financial distress.
- Risk of delisting from the NASDAQ Capital Market if the 10-Q is not filed by July 28, 2026.
📋 Key Facts
- Notice of non-compliance received from Nasdaq on May 29, 2026.
- Cause of non-compliance: Failure to timely file Form 10-Q for the quarter ended March 31, 2026.
- Deadline to file the missing report or submit a compliance plan is July 28, 2026.
- The company issued a press release regarding the late filing on June 3, 2026.
Smith-Midland Corporation announced its financial results for the fiscal year ended December 31, 2025, via a press release on April 14, 2026. The filing serves as a formal disclosure of these results to the SEC under Item 2.02.
📋 Key Facts
- The filing was made on April 14, 2026, reporting results for the year ended December 31, 2025.
- The report was filed under Item 2.02 (Results of Operations and Financial Condition).
- Dominic L. Hunter, Chief Financial Officer, signed the report.
- The full press release was included as Exhibit 99.1.
Smith-Midland Corporation announced its preliminary financial results for the fourth quarter and fiscal year ended December 31, 2025. The disclosure was made through a press release issued on March 23, 2026.
📋 Key Facts
- Preliminary results for Q4 and full year 2025 were announced on March 23, 2026.
- The filing was made under Item 2.02 (Results of Operations and Financial Condition).
- The financial information in Exhibit 99.1 is furnished and not deemed 'filed' for purposes of Section 18 of the Exchange Act.
- The report was signed by Dominic L. Hunter, Chief Financial Officer.
Smith-Midland Corporation filed an 8-K to announce its financial results for the quarter ended September 30, 2025. The filing serves as a formal announcement of the earnings release issued on November 13, 2025.
📋 Key Facts
- Report date: November 13, 2025
- Reporting period: Quarter ended September 30, 2025
- The filing is pursuant to Item 2.02 (Results of Operations and Financial Condition)
- Financial results were released via press release on November 13, 2025
Smith-Midland Corporation has filed an 8-K to provide notice of upcoming presentation materials regarding its operations and performance, intended for use starting August 27, 2025.
📋 Key Facts
- Company intends to use new Presentation Materials (Exhibit 99.1) for investor relations starting August 27, 2025.
- Materials will be used with current/potential investors, lenders, creditors, and vendors.
- The presentation contains forward-looking statements regarding financial position, business strategy, and future operations.
Smith-Midland Corporation filed an 8-K to announce its financial results for the quarterly period ended June 30, 2025. The filing serves as a formal notice of the release of earnings data via press release.
📋 Key Facts
- Company announced financial results for the quarter ended June 30, 2025.
- The announcement was made on August 14, 2025.
- Financial results were released via a press release attached as Exhibit 99.1.
Smith-Midland Corporation held its Annual Meeting of Stockholders on August 1, 2025. The filing reports the results of shareholder votes regarding director elections, auditor ratification, and executive compensation.
📋 Key Facts
- Annual Meeting of Stockholders held on August 1, 2025.
- Five Board of Directors nominees (Ashley B. Smith, James Russell Bruner, Matthew I. Smith, Read Van de Water, and Richard Gerhardt) were elected to their terms.
- Stockholders ratified the selection of BDO USA, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2025.
- An advisory vote on executive compensation (Say-on-Pay) was approved by stockholders.
Smith-Midland Corporation filed an 8-K to announce its financial results for the quarter ended March 31, 2025. The filing serves as a formal announcement of earnings via a press release dated May 27, 2025.
📋 Key Facts
- Company announced quarterly financial results for the period ending March 31, 2025.
- The announcement was made via a press release dated May 27, 2025.
- Filing date of report: June 10, 2025 (Note: The header text contains conflicting dates, but the signature and item 2.02 specify June 10, 2025).
- The filing is pursuant to Item 2.02 regarding Results of Operations and Financial Condition.
Smith-Midland Corporation has received a notice from Nasdaq regarding non-compliance with timely filing requirements for its Form 10-Q for the quarter ended March 31, 2025. While the company has regained compliance regarding its delayed 2024 Annual Report (Form 10-K), it remains in violation of Nasdaq listing rule 5250(c)(1).
🚩 Red Flags
- Delisting notice/Non-compliance with Nasdaq listing rule 5250(c)(1).
- History of delayed financial reporting (both 10-K and now 10-Q) indicating potential internal control weaknesses or accounting complexities.
- Sequential delays in periodic filings often precede more severe regulatory or audit issues.
📋 Key Facts
- Company regained compliance for FY2024 Form 10-K on May 29, 2025, following its filing on May 27, 2025.
- Nasdaq issued a notice of non-compliance regarding the timely filing of the Q1 2025 Form 10-Q (quarter ended March 31, 2025).
- The delay in the 10-Q is attributed to delays in the financial reporting close process caused by the previous 10-K delay.
- The company expects to file the delinquent 10-Q 'in the near future'.
Smith-Midland Corporation filed an 8-K to announce its financial results for the fiscal year ended December 31, 2024. The filing serves as a formal announcement of the company's annual performance via a press release.
📋 Key Facts
- Report date: May 27, 2025
- Reporting period: Year ended December 31, 2024
- The filing includes Exhibit 99.1 containing the full press release of financial results.
- Signed by Dominic L. Hunter, Chief Financial Officer.
Smith-Midland Corporation received a notice from Nasdaq regarding non-compliance with timely filing requirements for its 2024 Form 10-K. Simultaneously, the company appointed Dominic L. Hunter as the new Chief Financial Officer.
🚩 Red Flags
- Delisting notice/Non-compliance with Nasdaq timely filing rules
- Material weakness in internal control over financial reporting is expected
- Failure to file annual report (Form 10-K) on time
📋 Key Facts
- Received Nasdaq notice on April 17, 2025, regarding violation of Nasdaq Listing Rule 5250(c)(1) (timely filing).
- Delay in Form 10-K for the year ended December 31, 2024, is due to internal control assessments and auditing procedures.
- Management anticipates a material weakness in internal control over financial reporting.
- Dominic L. Hunter appointed as Chief Financial Officer effective April 17, 2025.
- The company previously filed a Form 12b-25 regarding the filing delay.
Smith-Midland Corporation filed an 8-K to announce its financial results for the quarter ended September 30, 2024. The filing serves as a formal announcement of the earnings release issued on November 14, 2024.
📋 Key Facts
- Reporting period: Quarter ended September 30, 2024
- Filing date: November 14, 2024
- The filing includes a press release as Exhibit 99.1 regarding financial results.
Smith-Midland Corporation filed an 8-K to announce the release of its financial results for the fiscal quarter ended June 30, 2024.
📋 Key Facts
- Report date: August 14, 2024
- Reporting period: Quarter ended June 30, 2024
- The filing is a standard announcement of quarterly financial results under Item 2.02.
Smith-Midland Corporation held its Annual Meeting of Stockholders on August 7, 2024. The filing reports the election of five directors and the ratification of BDO USA, LLP as the independent auditor for the fiscal year ending December 31, 2024.
📋 Key Facts
- Annual Meeting held on August 7, 2024.
- Five Board of Directors nominees (Ashley B. Smith, James Russell Bruner, Matthew I. Smith, Read Van de Water, and Richard Gerhardt) were elected to serve until the next Annual Meeting or successors.
- Stockholders ratified BDO USA, LLP as the independent registered public accounting firm for the year ending December 31, 2024.
- Voting results showed significant support for all director nominees.
Smith-Midland Corporation has released new presentation materials intended for use in communications with investors, lenders, and other stakeholders regarding the company's operations and performance.
📋 Key Facts
- The company prepared Presentation Materials dated July 2, 2024.
- Materials are intended to be used from June 27, 2024, onwards.
- Presentation materials will be available on the company's Investor Relations website.
- Information in the presentation is summary information and should be viewed alongside official SEC filings.
Smith-Midland Corporation announced the resignation of its Chief Financial Officer, Secretary, and Treasurer, Stephanie Poe. The departure is effective July 17, 2024.
🚩 Red Flags
- Sudden departure of the CFO (Chief Financial Officer) can sometimes signal internal disagreements or financial irregularities, though no specific cause was cited in this filing.
📋 Key Facts
- Stephanie Poe resigned from her roles as CFO, Secretary, and Treasurer on June 27, 2024.
- The resignation becomes effective on July 17, 2024.
- The company issued a press release via Item 7.01 to accompany this announcement.
Smith-Midland Corporation filed an 8-K to announce its quarterly financial results for the period ending March 31, 2024. The filing serves as a formal announcement of the earnings press release issued on June 11, 2024.
📋 Key Facts
- Report date: June 11, 2024
- Reporting period: Quarter ended March 31, 2024
- The filing is pursuant to Item 2.02 (Results of Operations and Financial Condition)
- Financial results were released via press release on June 11, 2024
Smith-Midland Corporation has regained compliance regarding its 2023 Annual Report (10-K) but remains in non-compliance with Nasdaq listing rules due to a delayed filing of its Q1 2024 Quarterly Report (10-Q). The delay is attributed to the extended time needed for financial closing following the previous 10-K delays.
🚩 Red Flags
- Delisting notice/Non-compliance with Nasdaq Rule 5250(c)(1)
- Repeated delays in periodic financial reporting (both 10-K and 10-Q)
- Internal control/reporting process issues causing 'delays in filing the Company's 10-K' which cascaded into the 10-Q delay.
📋 Key Facts
- On May 24, 2024, Nasdaq confirmed the company regained compliance regarding its Form 10-K for the year ended December 31, 2023.
- The Company filed its overdue 10-K on May 23, 2024.
- On May 22, 2024, Nasdaq issued a notice of non-compliance with Rule 5250(c)(1) due to the failure to timely file the Form 10-Q for the quarter ended March 31, 2024.
- The company expects to file the overdue 10-Q in the near future.
Smith-Midland Corporation filed an 8-K to announce the release of its financial results for the fiscal year ended December 31, 2023.
📋 Key Facts
- The filing was made on May 23, 2024.
- The report pertains to the full year ended December 31, 2023.
- Financial results were released via a press release (Exhibit 99.1).
Smith-Midland Corporation received a notice from Nasdaq on April 19, 2024, stating it is non-compliant with Listing Rule 5250(c)(1) due to the failure to timely file its Form 10-K for the fiscal year ended December 31, 2023. The company attributes the delay to additional time needed for the financial reporting close process.
🚩 Red Flags
- Delisting notice/Non-compliance with Nasdaq listing rules
- Failure to file timely annual reports (Form 10-K)
- Potential liquidity or internal control issues indicated by 'additional time to complete financial reporting close process'
📋 Key Facts
- Received Nasdaq non-compliance letter on April 19, 2024.
- Non-compliance is specifically related to Nasdaq Listing Rule 5250(c)(1) regarding timely periodic report filings.
- The delinquent filing is the Annual Report (Form 10-K) for the year ended December 31, 2023.
- Company expects to file the Form 10-K in the near future.
Smith-Midland Corporation entered into a Change of Control Severance Agreement with its CFO, Secretary, and Treasurer, Stephanie Poe, on January 18, 2024. The agreement outlines significant compensation triggers in the event of a 'Qualifying Termination' or a 'Change In Control'.
🚩 Red Flags
- The agreement is triggered by 'Change in Control' scenarios, which can sometimes precede significant corporate restructuring or M&A activity that may be dilutive to existing shareholders.
- Significant potential cash outflow (1 year base pay + 3-year bonus average) if the executive leaves under specific conditions.
📋 Key Facts
- Agreement date: January 8, 2024; Report date: January 18, 2024.
- Officer involved: Stephanie Poe (CFO, Secretary, and Treasurer).
- Severance includes one year of base pay in monthly installments if a 'Qualifying Termination' occurs and a release is signed.
- Includes a lump sum payment equal to the average of her prior three years of annual cash bonuses upon Qualifying Termination.
- Change In Control provision: If termination occurs within 24 months of a Change In Control, all unvested stock options and time-based RSUs vest immediately.
- Post-termination restrictions include one year of non-competition and non-solicitation.